OUR COMMITMENT TO YOUWhen you become a Ceros Financial Services, Inc investor, you entrust us with not only your hard-earned money but also with personal and financial information about you. We recognize that your relationship with us is based on trust and that you expect us to act responsibly and in your best interests. Because we have access to this private information about you, we hold ourselves to the highest standards in its safekeeping and use. This means, most importantly, that we do not sell client information to anyone-whether it is your personal information or if you are a current or former Ceros Financial Services, Inc. client.
THE INFORMATION WE COLLECT ABOUT YOUIn the course of doing business with clients, we collect nonpublic personal information about you. You typically provide personal information when you complete a Ceros Financial Services, Inc account application. "Nonpublic personal information" is personally identifiable private information about you. For example, it includes information regarding your name and address, social security or taxpayer identification number, assets, income, account balance, bank account information and investment activity (e.g., purchase and redemption history).
OPT OUT PROVISIONSIf your representative leaves our firm, or if you decide to close your Ceros Financial Services account and transfer to another firm with your representative, and you do not want to share your non-public personal information (other than permitted by law) with the representative of the new firm, you may contact us by calling 866-842-3356.
HOW WE SAFEGUARD YOUR PERSONAL INFORMATIONWe restrict access to nonpublic personal information about clients to our employees and in some cases to third parties (for example, the service providers described above) as permitted by law. We maintain strict physical, electronic and procedural safeguards that comply with federal standards to guard your nonpublic personal information.